Compliance Officer is needed at DynamicPlus Advisory

Save 3 months ago

DynamicPlus Advisory’s job vacancy, Career and Recruitment

Job title : Compliance Officer jobs in Lagos

Job Location : Lagos

Deadline : December 03, 2022

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Job Description

  • Keep the business abreast of any regulatory developments and industry best practices and assessing the impact on current procedures, as well as ensuring that necessary changes are implemented
  • Develop and implement an Annual Compliance plan.
  • Liaise with Industry Regulators and other agencies and respond to regulatory enquires, findings and deficiencies.
  • Carry out Compliance reviews and Compliance monitoring activities.
  • Monitor the resolution of Clients’ complaints.
  • Provide assistant to respective units for purpose of compliance with applicable statutory, regulatory and supervisory requirements.
  • Ensure no fine/censure from Regulatory authorities.
  • Improvement in the compliance culture, enterprise-wide


  • Possess a Bachelor’s Degree in relevant fields.
  • Minimum of 2 years relevant experience in Capital Market.
  • Registration as a sponsored individual with the Securities and Exchange Commission.
  • A professional qualification is an advantage

Core Competencies:

  • A general knowledge and understanding of the Nigerian Capital market.
  • General familiarity with laws and regulations governing financial institutions.
  • In-depth knowledge of the legislation, rules and regulations which relates to financial services, especially Nigerian Capital Market.
  • Experience in the development and implementation of Compliance programmes.
  • Ability to work with the team in providingtechnical guidance and direction in Compliance as relates to financial services, especially Capital markets.
  • Effective communication, organizational and time management skills.
  • Proficiency in Microsoft Office Applications.

*Accounting / Financial Services jobs in Nigeria

*Accounting / Financial Services jobs in Lagos

*Compliance Officer in Lagos

How to Apply for this Offer

Interested and qualified candidates should send their cover letter and CVs to: using the Job Title and Location as the subject of the email. e.g Ref: Credit & Leasing Officer – Ibadan.

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